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Paras Kumar

Wells Fargo Clearing Services, LLC

Saint Paul, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-12
  • MN RA
    APPROVED
    Since 2023-04-12

Branch Locations

1827 Grand Ave 1St Fl, Saint Paul, MN 55105 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St Paul MN 12/2022 Present
Wells Fargo Bank, Na St Paul MN 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-12
S63 Uniform Securities Agent State Law Examination 2023-03-20
  • S65 Uniform Investment Adviser Law Examination
    2023-04-12
  • S63 Uniform Securities Agent State Law Examination
    2023-03-20

View on SEC IAPD

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CHRISTIAN AUDREY NIELSEN
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ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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