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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-03-17
  • CT RA
    APPROVED
    Since 2023-03-17

Branch Locations

6 Berkshire Blvd Suite 305, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartley & Parker Ltd Co Stratford CT 08/2014 12/2022
Raymond James Financial Services, Inc. Bethel CT 01/2023 Present
Nutmeg Investment Group, Inc. Bethel CT 12/2022 01/2023
Raymond James Financial Services, Inc. Bethel CT 12/2022 01/2023
Raymond James Financial Services Advisors, Inc. Bethel CT 03/2023 Present
  • 08/2014 → 12/2022
    Hartley & Parker Ltd Co
    Stratford, CT
  • 01/2023 → Present
    Raymond James Financial Services, Inc.
    Bethel, CT
  • 12/2022 → 01/2023
    Nutmeg Investment Group, Inc.
    Bethel, CT
  • 12/2022 → 01/2023
    Raymond James Financial Services, Inc.
    Bethel, CT
  • 03/2023 → Present
    Bethel, CT
Other Businesses

(1) Name of Business: Meade Wealth Management, LLC Address: 6 Berkshire Blvd Ste 305, Bethel, CT, 06801-1065, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - CEO Investment Related: No Start Date: 02/26/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner. Business was formed to pay bills associated with my Financial Advisor practice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

View on SEC IAPD

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