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Tracey Lynn John

Trg Investment Advisors, LLC

Denver, CO

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Current Employers
Trg Investment Advisors, Llc

1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2023-04-04
  • VT RA
    APPROVED
    Since 2023-04-04

Branch Locations

1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vermont Country Deli Brattleboro VT 12/2002 11/2022
Trg Investment Advisors, Llc Brattleboro VT 11/2022 Present
Other Businesses

1. Brattleboro Savings and Loan. Not Investment Related. 221 Main St. Brattleboro, Vermont 05301. Director. April 2017. 5 HRS per Month. Board of Directors; Management Oversight. 2. Brattleboro Development Credit Corp. Not Investment Related. 76 Colton Mill Hill. Brattleboro, Vermont 05301. Trustee. April 2022. 2 HRS per Month. Board of Trustees; Management Oversight. 3. Project Feed The Thousands; Not Investment Related; 464 Putney Road, Brattleboro, Vermont 05301; Volunteer Board Member. October 2023; 2 hours per month; Helping to raise money, collect food for charitable nonprofit. 4. Harris Hill Ski Jump Committee; Not Investment Related; Cedar Street, Brattleboro, Vermont 05301; Planning Committee member; April 2024; 1 hour per month; Part of planning committee for annual ski jump competition.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04

View on SEC IAPD

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