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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| VI | RA | APPROVED | 2025-01-02 |
| AZ | RA | APPROVED | 2024-12-26 |
| OH | RA | APPROVED | 2024-12-26 |
| WV | RA | APPROVED | 2024-12-26 |
| ND | RA | APPROVED | 2024-12-23 |
| GA | RA | APPROVED | 2024-12-20 |
| FL | RA | APPROVED | 2024-12-19 |
| NJ | RA | APPROVED | 2024-12-19 |
| NM | RA | APPROVED | 2024-12-19 |
| SD | RA | APPROVED | 2024-12-19 |
| UT | RA | APPROVED | 2024-12-19 |
| VT | RA | APPROVED | 2024-12-19 |
| AL | RA | APPROVED | 2024-12-18 |
| AK | RA | APPROVED | 2024-12-18 |
| AR | RA | APPROVED | 2024-12-18 |
| CA | RA | APPROVED | 2024-12-18 |
| CO | RA | APPROVED | 2024-12-18 |
| CT | RA | APPROVED | 2024-12-18 |
| DE | RA | APPROVED | 2024-12-18 |
| HI | RA | APPROVED | 2024-12-18 |
| ID | RA | APPROVED | 2024-12-18 |
| IL | RA | APPROVED | 2024-12-18 |
| IN | RA | APPROVED | 2024-12-18 |
| IA | RA | APPROVED | 2024-12-18 |
| KS | RA | APPROVED | 2024-12-18 |
| KY | RA | APPROVED | 2024-12-18 |
| ME | RA | APPROVED | 2024-12-18 |
| MD | RA | APPROVED | 2024-12-18 |
| MI | RA | APPROVED | 2024-12-18 |
| MN | RA | APPROVED | 2024-12-18 |
| MS | RA | APPROVED | 2024-12-18 |
| MO | RA | APPROVED | 2024-12-18 |
| MT | RA | APPROVED | 2024-12-18 |
| NE | RA | APPROVED | 2024-12-18 |
| NV | RA | APPROVED | 2024-12-18 |
| NH | RA | APPROVED | 2024-12-18 |
| NC | RA | APPROVED | 2024-12-18 |
| OK | RA | APPROVED | 2024-12-18 |
| OR | RA | APPROVED | 2024-12-18 |
| PA | RA | APPROVED | 2024-12-18 |
| PR | RA | APPROVED | 2024-12-18 |
| RI | RA | APPROVED | 2024-12-18 |
| SC | RA | APPROVED | 2024-12-18 |
| TX | RA | APPROVED | 2024-12-18 |
| VA | RA | APPROVED | 2024-12-18 |
| WA | RA | APPROVED | 2024-12-18 |
| WI | RA | APPROVED | 2024-12-18 |
| WY | RA | APPROVED | 2024-12-18 |
| NY | RA | APPROVED | 2023-12-20 |
Branch Locations
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 12/2018 | Present |
| Bondcliq | New York | NY | 05/2017 | 05/2018 |
| Viablemkts | New York | NY | 05/2017 | 05/2018 |
| Cuny Baruch College | New York | NY | 08/2015 | 05/2018 |
| Unemployed | New York | NY | 06/2018 | 11/2018 |
Effective 4/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-24 |
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