Alan Charles Green

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
• 07/2011 → 04/2021
  Bank Of America, N.A.
  Southbury, CT
• 04/2021 → Present
  Sanctuary Wealth
  Southbury, CT

Previous Registrations

• 2010-10-22 → 2021-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
• 2006-09-08 → 2010-10-25
  Wells Fargo Clearing Services, Llc
  Fairfield, CT
  Shelton, CT
  Southbury, CT
  Melville, NY
• 2000-11-08 → 2006-09-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
  Southbury, CT

Other Businesses

(1) For profit or not for profit: Non-Profit Organization Name of outside business organization: Southbury Middlebury Scholarship Foundation Investment related: N Address of business: Middlebury, Connecticut 06762 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 3/6/2019 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Help determine scholarship recipients based upon need and achievement

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1998-08-14

Designations

• Certified Financial Planner

Other Names

• Alan Green