Michael Alan Fiesel

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 10/2016
  Nations Lending
  Carrollton, TX
• 11/2016 → 02/2017
  Movement Mortgage
  Southlake, TX
• 02/2017 → 07/2019
  Golden Empire Mortgage Dba Southlake Mortgage
  Southlake, TX
• 07/2019 → 04/2021
  Movement Mortgage
  Dallas, TX
• 05/2021 → 10/2021
  Unemployed
  Grapevine, TX
• 10/2021 → 12/2021
  Movement Mortgage
  Flower Mound, TX
• 03/2022 → 03/2022
  Target
  Grapevine, TX
• 05/2022 → 07/2022
  Caliber Home Loans
  Coppell, TX
• 07/2022 → 12/2022
  Unemployed
  Grapevine, TX
• 12/2022 → 05/2023
  Ameriprise Financial Services
  Plano, TX
• 07/2023 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 07/2023 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 05/2023 → 07/2023
  Kohls
  Southlake, TX
• 05/2023 → Present
  Kohl's
  Southlake, TX
• 08/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-07-10 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
• 2023-03-20 → 2023-05-02
  Ameriprise Financial Services, Llc
  Plano, TX

Other Businesses

1) Kohl's; Associate; My official title is Service Associate.; NIR; 0; 05/11/2023; 3001 E State Hwy 114 Southlake TX 76092; I'm utilized for a number of activities at the store that include cashier, amazon returns, putting clothes on the racks, helping with freight when the trucks come in, and also assisting with returns in the customer service department.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-17

Other Names

• Michael Fiesel