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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-12
NV RA APPROVED 2024-07-01
  • TX RA
    APPROVED
    Since 2024-08-12
  • NV RA
    APPROVED
    Since 2024-07-01

Branch Locations

2798 Green Valley Pkwy, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 11/2022 06/2024
Palo Verde High School Las Vegas NV 06/2014 06/2018
University Of Nevada Reno Reno NV 06/2018 06/2019
24 Hour Fitness Las NV 06/2019 08/2019
University Of Nevada Reno Reno NV 08/2019 02/2020
Habit Burger Reno NV 02/2020 07/2020
University Of Nevada Reno Reno NV 03/2020 08/2020
Dick Sporting Goods Reno NV 08/2020 11/2020
Richard P. Davies Esq. Law Office Reno NV 11/2020 05/2022
University Of Nevada Reno Reno NV 08/2018 05/2022
Las Vegas Real Estate Training Center Las Vegas NV 02/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 06/2024 Present
Bank Of America, N.A. Henderson NV 08/2024 Present
  • 11/2022 → 06/2024
    Las Vegas, NV
  • 06/2014 → 06/2018
    Palo Verde High School
    Las Vegas, NV
  • 06/2018 → 06/2019
    University Of Nevada Reno
    Reno, NV
  • 06/2019 → 08/2019
    24 Hour Fitness
    Las, NV
  • 08/2019 → 02/2020
    University Of Nevada Reno
    Reno, NV
  • 02/2020 → 07/2020
    Habit Burger
    Reno, NV
  • 03/2020 → 08/2020
    University Of Nevada Reno
    Reno, NV
  • 08/2020 → 11/2020
    Dick Sporting Goods
    Reno, NV
  • 11/2020 → 05/2022
    Richard P. Davies Esq. Law Office
    Reno, NV
  • 08/2018 → 05/2022
    University Of Nevada Reno
    Reno, NV
  • 02/2022 → 09/2022
    Las Vegas Real Estate Training Center
    Las Vegas, NV
  • 06/2024 → Present
    Henderson, NV
  • 08/2024 → Present
    Bank Of America, N.A.
    Henderson, NV
Previous Registrations
Other Businesses

I*2724272, Entity Type: , Name of OBA: The V Family Trust, Address: Las Vegas, Nevada, 89134, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 01/17/2000, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-13
S63 Uniform Securities Agent State Law Examination 2023-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-12-13
  • S63 Uniform Securities Agent State Law Examination
    2023-08-30

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