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Keith Edward Bartels

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 7669233

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-18
TX RA APPROVED 2024-09-18
  • CO RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 01/2023 Present
Genesco Sports Enterprises Rye NY 05/2018 08/2018
Carmel Winwater Carmel NY 01/2019 03/2020
Remax Town & Country Fishkill NY 09/2020 12/2022
The Airplane Restaurant Colorado Springs CO 06/2017 05/2018
Full-Time Education Colorado Springs CO 08/2016 05/2018
Unemployed Holmes NY 03/2020 09/2020
Full-Time Education Manchester NY 10/2021 10/2022
Unemployed Colorado Springs CO 09/2018 12/2018
  • 01/2023 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 05/2018 → 08/2018
    Genesco Sports Enterprises
    Rye, NY
  • 01/2019 → 03/2020
    Carmel Winwater
    Carmel, NY
  • 09/2020 → 12/2022
    Remax Town & Country
    Fishkill, NY
  • 06/2017 → 05/2018
    The Airplane Restaurant
    Colorado Springs, CO
  • 08/2016 → 05/2018
    Full-Time Education
    Colorado Springs, CO
  • 03/2020 → 09/2020
    Unemployed
    Holmes, NY
  • 10/2021 → 10/2022
    Full-Time Education
    Manchester, NY
  • 09/2018 → 12/2018
    Unemployed
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
S63 Uniform Securities Agent State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2024-09-17
  • S63 Uniform Securities Agent State Law Examination
    2023-04-24

View on SEC IAPD

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