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Patricia Ann Brondyke

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Charlotte, NC

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-22
  • NC RA
    APPROVED
    Since 2026-04-22

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

214 N Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2009 03/2026
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2009 03/2026
U.S. Bancorp Advisors, Llc Charlotte NC 04/2026 Present
U.S. Bank Charlotte NC 04/2026 Present
Previous Registrations
  • 2009-08-07 → 2026-04-02
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
    Chapel Hill, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Huntersville, NC
  • 2007-08-30 → 2009-02-05
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-29
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S65 Uniform Investment Adviser Law Examination
    2007-08-29
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Other Names
  • Trish Ann Kawa
  • Patricia Kawa
  • Patricia Ann Kawa

View on SEC IAPD

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Other Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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