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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-11
  • NC RA
    APPROVED
    Since 2023-04-11

Branch Locations

301 S Tryon St 1St Fl, Charlotte, NC 28282 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hendersonville NC 11/2022 Present
Wells Fargo Bank, Na Hendersonville NC 03/2017 Present
Cracker Barrel East Flat Rock NC 05/2013 06/2018
Best Buy Arden NC 08/2015 05/2017
  • 11/2022 → Present
    Hendersonville, NC
  • 03/2017 → Present
    Wells Fargo Bank, Na
    Hendersonville, NC
  • 05/2013 → 06/2018
    Cracker Barrel
    East Flat Rock, NC
  • 08/2015 → 05/2017
    Best Buy
    Arden, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-11
S63 Uniform Securities Agent State Law Examination 2023-03-18
  • S65 Uniform Investment Adviser Law Examination
    2023-04-11
  • S63 Uniform Securities Agent State Law Examination
    2023-03-18

View on SEC IAPD

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