Seth Nicholas Swenson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 01/2023
  Unemployed
  Parker, CO
• 04/2020 → 05/2022
  Viasat Inc.
  Englewood, CO
• 10/2019 → 04/2020
  Vw Sports Of Evansville Llc
  Evansville, IN
• 05/2019 → 09/2019
  Pepsico Foods Canada
  Cambridge
• 09/2018 → 05/2019
  Full-Time Education
  Guelph
• 04/2017 → 08/2017
  Pepsico Beverages Canada
  Missisauga
• 01/2023 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 04/2018 → 09/2018
  Pepsico Beverages Canada
  Missisauga
• 08/2017 → 04/2018
  Full-Time Education
  Guelph
• 09/2016 → 04/2017
  Full-Time Education
  Guelph
• 06/2016 → 09/2016
  The Welmar Group Mechanical Co
  Guelph

Exams

• S66 Uniform Combined State Law Examination
  2024-12-06
• S63 Uniform Securities Agent State Law Examination
  2023-04-24