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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-07 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
1120 Military Cutoff Rd, Wilmington, NC 28405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2022 | Present |
| Wells Fargo Bank, Na | Wilmington | NC | 03/2020 | Present |
| Port City Java | Wilmington | NC | 07/2016 | 02/2017 |
| Dockside Marina | Wilmington | NC | 02/2017 | 03/2020 |
| Paramounte Engineering, Inc. | Wilmington | NC | 12/2018 | 09/2019 |
| Needham Animal Hospital | Wilmington | NC | 09/2019 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-22 |
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