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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ua Design | Califon | NJ | 08/2021 | 11/2022 |
| Northwestern Mutual | Florham Park | NJ | 11/2022 | 01/2023 |
| Ubs Financial Services | Florham Park | NJ | 05/2023 | 04/2025 |
| Unemployed | Chester | NJ | 01/2012 | 11/2022 |
| Unemployed | Chester | NJ | 01/2023 | 05/2023 |
| Rockefeller Financial Llc | Florham Park | NJ | 04/2025 | Present |
| Rockefeller Capital Management | Florham Park | NJ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-20 |
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