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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-02-25
FL RA APPROVED 2024-10-24
DE RA APPROVED 2024-09-12
NJ RA APPROVED 2024-09-12
PA RA APPROVED 2024-09-12
DC RA APPROVED 2024-09-11
MD RA APPROVED 2024-07-12
VA RA APPROVED 2024-05-30
  • WV RA
    APPROVED
    Since 2025-02-25
  • FL RA
    APPROVED
    Since 2024-10-24
  • DE RA
    APPROVED
    Since 2024-09-12
  • NJ RA
    APPROVED
    Since 2024-09-12
  • PA RA
    APPROVED
    Since 2024-09-12
  • DC RA
    APPROVED
    Since 2024-09-11
  • MD RA
    APPROVED
    Since 2024-07-12
  • VA RA
    APPROVED
    Since 2024-05-30

Branch Locations

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

552 E Market Street, Leesburg, VA 20176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill - A Bank Of America Richmond VA 11/2022 05/2024
Td Wealth (Td Bank Financial Group) Mississauga, Ontario 04/1999 11/2022
Td Private Client Wealth Llc Leesburg VA 05/2024 Present
Td Bank, N.A. Leesburg VA 05/2024 Present
  • 11/2022 → 05/2024
    Merrill - A Bank Of America
    Richmond, VA
  • 04/1999 → 11/2022
    Td Wealth (Td Bank Financial Group)
    Mississauga, Ontario
  • 05/2024 → Present
    Leesburg, VA
  • 05/2024 → Present
    Td Bank, N.A.
    Leesburg, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2023-03-08
Other Names
  • Sanjay S Tomar

View on SEC IAPD

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