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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-15
TX RA APPROVED 2023-03-28
NJ RA APPROVED 2023-03-21
  • PA RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED
    Since 2023-03-28
  • NJ RA
    APPROVED
    Since 2023-03-21

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2022 Present
Freedom Mortgage Conshohocken PA 02/2021 11/2022
Erin Contracting Ambler PA 02/2020 02/2021
Gobrands Philadelphia PA 01/2017 10/2019
Temple University Philadelphia PA 08/2012 12/2016
Unemployed N/A PA 10/2019 02/2020
Buffalo Wild Wings Langhorne PA 08/2022 08/2022
Bank Of America, N.A. Pennington NJ 01/2023 Present
  • 11/2022 → Present
    Pennington, NJ
  • 02/2021 → 11/2022
    Freedom Mortgage
    Conshohocken, PA
  • 02/2020 → 02/2021
    Erin Contracting
    Ambler, PA
  • 01/2017 → 10/2019
    Gobrands
    Philadelphia, PA
  • 08/2012 → 12/2016
    Temple University
    Philadelphia, PA
  • 10/2019 → 02/2020
    Unemployed
    N/A, PA
  • 08/2022 → 08/2022
    Buffalo Wild Wings
    Langhorne, PA
  • 01/2023 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

I*3016283Entity Type: N/AName of OBA: JCRE PropertiesAddress:Philadelphia PennsylvaniaInvestment Related:NoPosition, Title, Association:OwnerStart Date:08/15/2025No Hours: 8 MonthlyNo Hours during trading:0 MonthlyDuties:Buying and Selling PropertiesFull scope. I will be the one purchasing and selling these properties I*3828272 Entity Type: Entity For Profit Name of OBA: Not opened yet Address: Philadelphia, Pennsylvania, 19135 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/09/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: To purchase vending machines in order to sell tobacco products Ownership. Purchase Machines and inventory, install in multiple locations, receive licenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
  • S66 Uniform Combined State Law Examination
    2023-03-17
Other Names
  • James Joseph Drennen

View on SEC IAPD

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