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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-30 |
| NY | RA | APPROVED | 2023-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 11/2022 | Present |
| Sean Mannis - Independent Financial Representative (Self-Employ) | Cohoes | NY | 07/2022 | 11/2022 |
| Paychex, Inc. | Rochester (Remote) | NY | 10/2021 | 07/2022 |
| Thoroughbred Advisors - National Life Group Of Vermont | Latham | NY | 08/2019 | 10/2021 |
| Ballston Spa Bancorp. - Ballston Spa National Bank | Ballston Spa | NY | 05/2018 | 08/2019 |
| Defazio And Son's Inc. - Defazio's Pizzeria; Defazio Imports | Troy | NY | 09/2014 | 05/2019 |
| Siena College | Loudonville | NY | 09/2015 | 05/2019 |
| Bank Of America, N.A. | Albany | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
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