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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith/Boa | San Antonio | TX | 11/2022 | 11/2023 |
| Unemployed | San Antonio | TX | 09/2022 | 11/2022 |
| Simmons Bank | Fort Worth | TX | 12/2021 | 09/2022 |
| Bbva | Willow Park | TX | 08/2015 | 11/2020 |
| First Financial Bank | Cleburne | TX | 11/2020 | 12/2021 |
| Edward Jones | St Louis | MO | 11/2023 | 12/2024 |
| Victory Capital Services, Inc | San Antonio | TX | 01/2025 | 02/2026 |
| Victory Capital Management Inc | San Antonio | TX | 01/2025 | 02/2026 |
| Lpl Financial Llc | San Antonio | TX | 04/2026 | Present |
| Unemployed | Boerne | TX | 02/2026 | 04/2026 |
1) 2026-04-13 - Texas Range Meats - Business Owner - Y - Boerne TX - 2026-04-09 - 12hrs/mth - 0hrs/mth during trading 2) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - NFA Insurance - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading 3) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - National Financial Alliance - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading 4) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - NFA Institutional Services - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading 5) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - NFA Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading 6) 2026-05-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) Strategic Financial Concepts, LLC - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading 7) 2026-05-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (HYbrid) NFA Wealth Management - Registered Investment Advisor DBA - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 130hrs/mth during trading - Registered Investment Advisor DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-01 |
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