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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| GA | RA | APPROVED | 2024-03-21 |
Branch Locations
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 11/2022 | Present |
| Toochi Adefila | Smyrna | GA | 08/2021 | 08/2022 |
| Unemployed | Atlanta | GA | 03/2020 | 08/2021 |
| Ruby's Vintage | New York | NY | 03/2019 | 03/2020 |
| Settepani | New York | NY | 02/2018 | 03/2019 |
| Spamilton | New York | NY | 07/2017 | 01/2018 |
| Unemployed | Warren | MI | 03/2017 | 07/2017 |
| Roma's Pizza | Kalamazoo | MI | 09/2015 | 03/2017 |
| Western Michigan University | Kalamazoo | MI | 08/2015 | 12/2016 |
I*1689291Entity Type: For ProfitName of OBA: First Team Media LLCAddress:Atlanta, GAInvestment Related:NoPosition, Title, Association:General Partner/Managing MemberEmployee Start Date:03/01/2024No Hours: 4 MonthlyNo Hours during trading:0Duties:I may assist my husband with admin items: scheduling appointments and things of that nature. I also will sometimes attend weddings that he does the videography for and assist with coordinating the event. I*3012282 Entity Type: Entity For Profit Name of OBA: Vow and Veil LLC Address: Georgia, 30062 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/01/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: This is a wedding company-my husband is a videographer and i am just there to assist with scheduling and location logistics. i hold no directorship role, no client involvement as this is a family only business, no time commitment or other concerns to assist with scheduling and location logistics. i hold no directorship role, no client involvement as this is a family only business, no time commitment or other concerns
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-19 |
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