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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
GA RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-04-30
  • GA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Kennesaw , GA • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 11/2022 Present
Toochi Adefila Smyrna GA 08/2021 08/2022
Unemployed Atlanta GA 03/2020 08/2021
Ruby's Vintage New York NY 03/2019 03/2020
Settepani New York NY 02/2018 03/2019
Spamilton New York NY 07/2017 01/2018
Unemployed Warren MI 03/2017 07/2017
Roma's Pizza Kalamazoo MI 09/2015 03/2017
Western Michigan University Kalamazoo MI 08/2015 12/2016
  • 11/2022 → Present
    Atlanta, GA
  • 08/2021 → 08/2022
    Toochi Adefila
    Smyrna, GA
  • 03/2020 → 08/2021
    Unemployed
    Atlanta, GA
  • 03/2019 → 03/2020
    Ruby's Vintage
    New York, NY
  • 02/2018 → 03/2019
    Settepani
    New York, NY
  • 07/2017 → 01/2018
    Spamilton
    New York, NY
  • 03/2017 → 07/2017
    Unemployed
    Warren, MI
  • 09/2015 → 03/2017
    Roma's Pizza
    Kalamazoo, MI
  • 08/2015 → 12/2016
    Western Michigan University
    Kalamazoo, MI
Other Businesses

I*1689291Entity Type: For ProfitName of OBA: First Team Media LLCAddress:Atlanta, GAInvestment Related:NoPosition, Title, Association:General Partner/Managing MemberEmployee Start Date:03/01/2024No Hours: 4 MonthlyNo Hours during trading:0Duties:I may assist my husband with admin items: scheduling appointments and things of that nature. I also will sometimes attend weddings that he does the videography for and assist with coordinating the event. I*3012282 Entity Type: Entity For Profit Name of OBA: Vow and Veil LLC Address: Georgia, 30062 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/01/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: This is a wedding company-my husband is a videographer and i am just there to assist with scheduling and location logistics. i hold no directorship role, no client involvement as this is a family only business, no time commitment or other concerns to assist with scheduling and location logistics. i hold no directorship role, no client involvement as this is a family only business, no time commitment or other concerns

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
  • S66 Uniform Combined State Law Examination
    2024-03-19
Other Names
  • Kianee Truvillion-Wilson
  • Kianee Sims
  • Kianee Truvillon
  • Kianee Truvillion Sims

View on SEC IAPD

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