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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-05
  • IL RA
    APPROVED
    Since 2025-08-05

Branch Locations

Glendale Heights, IL • United States

552 S. Washington St, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Meadows IL 11/2022 09/2024
Unemployed/Homemaker University Park IL 11/2021 11/2022
A & V Homecare Services Oak Forest IL 09/2018 11/2021
Self-Employed/Homemaker Country Club Hills IL 02/2017 09/2018
Serenity Day Spa Country Club Hills IL 02/2014 02/2017
Bank Of America, N.A. Naperville IL 09/2024 03/2025
Thrivent Investment Management Inc Naperville IL 07/2025 Present
Unemployed Glendale Heights IL 03/2025 07/2025
Thrivent Financial Appleton WI 08/2025 09/2025
Thrivent Financial Appleton WI 09/2025 Present
  • 11/2022 → 09/2024
    Meadows, IL
  • 11/2021 → 11/2022
    Unemployed/Homemaker
    University Park, IL
  • 09/2018 → 11/2021
    A & V Homecare Services
    Oak Forest, IL
  • 02/2017 → 09/2018
    Self-Employed/Homemaker
    Country Club Hills, IL
  • 02/2014 → 02/2017
    Serenity Day Spa
    Country Club Hills, IL
  • 09/2024 → 03/2025
    Bank Of America, N.A.
    Naperville, IL
  • 07/2025 → Present
    Naperville, IL
  • 03/2025 → 07/2025
    Unemployed
    Glendale Heights, IL
  • 08/2025 → 09/2025
    Thrivent Financial
    Appleton, WI
  • 09/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-13
  • S66 Uniform Combined State Law Examination
    2023-04-13
Other Names
  • Patrice Ross

View on SEC IAPD

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