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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-31 |
| RI | RA | APPROVED | 2023-03-24 |
Branch Locations
3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 11/2022 | Present |
| Unemployed | Cranston | RI | 05/2022 | 11/2022 |
| Freedom Mortgage | Boca Raton | FL | 08/2021 | 05/2022 |
| Nations Lending | Cranston | RI | 06/2017 | 08/2021 |
| Home Point Financial Corp | Cranston | RI | 01/2017 | 06/2017 |
| Citizens Bank | Warwick | RI | 07/2015 | 01/2017 |
| Bank Of America N.A. | Lincoln | RI | 02/2023 | Present |
-Rental Property. -NOT investment related. -80/82 Magnolia St, Cranston, RI 02910 (82 Magnolia is rental) -Rental Property -Owner -11/2020 -2 hours a month devoted to other business. -0 hours devoted during securities trading hours. -Owner of home, general maintenance, monthly rent collection.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-22 |
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