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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-05
RI RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-05
  • RI RA
    APPROVED
    Since 2023-05-04

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2018 Present
Guembe F.C. Santa Cruz 03/2012 08/2022
Bank Of America N.A. Lincoln RI 01/2023 Present
Other Businesses

I*: 2512288 Entity Type: For Profit Name of OBA: New England Revolution Address: Foxborough, MA 02035 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/04/2025 Number of Hours: 12 hrs wkly Number of Hours during trading: 0 Duties: Soccer Coach in Player Development Program. I supervise coaches performances, evaluate players for potential talent and train new and volunteer coaches. Also provide coaching to kids and young players ranging the ages 4-17.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
  • S66 Uniform Combined State Law Examination
    2023-05-03

View on SEC IAPD

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