Nicole Elise Zimmer

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-12
NC	RA	APPROVED	2023-10-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	11/2022	Present
Pittsford Farms Dairy & Bakery	Pittsford	NY	08/2016	11/2019
One-To-One Fitness	Cleveland	OH	08/2019	05/2020
Indigo Sol	Wilmington	NC	02/2022	05/2022
Case Western Reserve University	Cleveland	OH	08/2018	05/2020
University Of North Carolina Wilmington	Wilmington	NC	05/2020	08/2022
Pittsford Sutherland High School	Pittsford	NY	09/2014	05/2018
N/A	Charlotte	NC	08/2022	11/2022

11/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
08/2016 → 11/2019

Pittsford Farms Dairy & Bakery

Pittsford, NY
08/2019 → 05/2020

One-To-One Fitness

Cleveland, OH
02/2022 → 05/2022

Indigo Sol

Wilmington, NC
08/2018 → 05/2020

Case Western Reserve University

Cleveland, OH
05/2020 → 08/2022

University Of North Carolina Wilmington

Wilmington, NC
09/2014 → 05/2018

Pittsford Sutherland High School

Pittsford, NY
08/2022 → 11/2022

N/A

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-06