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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
CA RA APPROVED 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • CA RA
    APPROVED
    Since 2025-10-30

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 11/2022 Present
First Northern Bank Sacramento, CA 07/2022 11/2022
Wells Fargo N.A. Sacramento CA 07/2013 05/2022
Other Businesses

I*1749280, Entity Type Entity For Profit, Entity Publicly Traded, Name of OBA: DoorDash Address: san francisco California 94107 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 03/12/2024 No Hours: 5 weekly No Hours during trading: 0 Duties: 0delivery services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29
Other Names
  • Sonia S Perez

View on SEC IAPD

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