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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-16
NJ RA APPROVED 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-16
  • NJ RA
    APPROVED
    Since 2024-04-08

Branch Locations

1100-1800 American Blvd Global Human Resources- The Academy, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2022 Present
United Brotherhood Of Carpenters Cranbury NJ 08/2021 11/2022
Unemployed Yardley PA 03/2020 08/2021
Barnes & Nobles Booksellers, Inc. Bensalem PA 07/2019 03/2020
Main And Vine Bistro Villanova PA 04/2019 07/2019
Unemployed Yardley PA 08/2018 04/2019
Grapevine Visual Concepts, Inc. Southampton PA 11/2015 08/2018
  • 11/2022 → Present
    Pennington, NJ
  • 08/2021 → 11/2022
    United Brotherhood Of Carpenters
    Cranbury, NJ
  • 03/2020 → 08/2021
    Unemployed
    Yardley, PA
  • 07/2019 → 03/2020
    Barnes & Nobles Booksellers, Inc.
    Bensalem, PA
  • 04/2019 → 07/2019
    Main And Vine Bistro
    Villanova, PA
  • 08/2018 → 04/2019
    Unemployed
    Yardley, PA
  • 11/2015 → 08/2018
    Grapevine Visual Concepts, Inc.
    Southampton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-05
  • S66 Uniform Combined State Law Examination
    2024-04-05

View on SEC IAPD

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