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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-15 |
| FL | RA | APPROVED | 2023-04-27 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2022 | Present |
| Unemployeed | Jacksonville | FL | 04/2022 | 11/2022 |
| Novitas Solutions Inc | Jacksonville | FL | 12/2014 | 04/2022 |
| Bank Of America, N.A. | Jacksonville | FL | 02/2023 | Present |
Secretary Florida the name of the other business; P B & YAY INC whether the business is investment-related; No this is a Not For Profit Corporation the address of the other business; 5396 GOLF COURSE DR, Jacksonville, FL 322021 the nature of the other charitable food service for homeless your position; director/secretary the start date of your relationship; 10/24/2022 the approximate number of hours/month you devote to the other business; less than 10 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; this is a start up for a friend and it is not currently open and running. I assist with the design of marketing materials For profit or not for profit: Not for profit Name of outside business organization: P B & YAY INC Investment related: ($0) Address of business:5396 GOLF COURSE DR JACKSONVILLE, FL 32277 Nature of business: Compensation for Activity (Yes/No only): No Position, title, associationSecretary Start date of relationship: 10/24/2022 Number of hours devoted: <10 hrs / year Number of hours devoted during trading hours: 0 Duties: None assigned
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-24 |
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