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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-03-12 |
| DC | RA | APPROVED | 2024-07-01 |
| TX | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Luxury | Houston | TX | 10/2018 | 09/2022 |
| Herbalife International | Houston | TX | 01/2007 | 04/2023 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 12/2022 | Present |
| Thrivent Financial | Appleton | WI | 04/2023 | 11/2023 |
| Thrivent Financial | Appleton | WI | 11/2023 | Present |
HERBALIFE INTERNATIONAL POSITION: Herbalife Independent Distributor NATURE: Distribution of Herbalife nutrition products INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2007 ADDRESS: 800 W Olympic Blvd, unit 406, Los Angeles CA 90015, United States DESCRIPTION: I have distributed nutrition products from Herbalife Nutrition since 2008. I receivedwholesale commission and royalties from people who are already member or distributors every time they buy online.?Wholesale Commission*It is not obligations requirements from the companyto receive commission. I have 50% discount in the products and the members have 25 to 42% discount. I receive the different from their discount to my discount (25 to 8%) in their online ordersRoyalties*My obligation is accumulate in my Herbalife account 2500 points (in average 1 point is $1) to receive maximum of 5% of royalties in 3 levels from distributors.The wholesale points from my already members counts for my sale base to get the royalties so because the longevity of the business the members help me to accumulate most of the time the 2500 points that I need for getting the royalties. If I don't reach the 2500 points the percentage is reduce 1% less for every 500 points short. THE EXCHANGE CENTER POSITION: Exchange Facilitator NATURE: Exchange facilitator ministry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2024 ADDRESS: 2800 Antoine Dr. #2842, Houston TX 77092, United States DESCRIPTION: ProvideFacilitatorSession SOFIA HERNANDEZ COACHING AND TRAINER POSITION: Leadership Coach and Trainer NATURE: *Coaching clients or training. Topics: Leadership, Personality Assessment (Disc) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2023 ADDRESS: 4200 Watson st apt 306, Houston TX 77009, United States DESCRIPTION: Coachclients for reaching personal goals or training teams in leadership, sales and communication using personality assessment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-04 |
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