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Sofia Mabel Hernandez

Thrivent Investment Management Inc.

Houston, TX

CRD 7667633

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-12
DC RA APPROVED 2024-07-01
TX RA APPROVED 2024-04-15
  • OK RA
    APPROVED
    Since 2026-03-12
  • DC RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-04-15

Branch Locations

4400 Post Oak Parkway, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Luxury Houston TX 10/2018 09/2022
Herbalife International Houston TX 01/2007 04/2023
Thrivent Investment Management Inc. Minneapolis MN 12/2022 Present
Thrivent Financial Appleton WI 04/2023 11/2023
Thrivent Financial Appleton WI 11/2023 Present
  • 10/2018 → 09/2022
    Modern Luxury
    Houston, TX
  • 01/2007 → 04/2023
    Herbalife International
    Houston, TX
  • 12/2022 → Present
    Minneapolis, MN
  • 04/2023 → 11/2023
    Thrivent Financial
    Appleton, WI
  • 11/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

HERBALIFE INTERNATIONAL POSITION: Herbalife Independent Distributor NATURE: Distribution of Herbalife nutrition products INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2007 ADDRESS: 800 W Olympic Blvd, unit 406, Los Angeles CA 90015, United States DESCRIPTION: I have distributed nutrition products from Herbalife Nutrition since 2008. I receivedwholesale commission and royalties from people who are already member or distributors every time they buy online.?Wholesale Commission*It is not obligations requirements from the companyto receive commission. I have 50% discount in the products and the members have 25 to 42% discount. I receive the different from their discount to my discount (25 to 8%) in their online ordersRoyalties*My obligation is accumulate in my Herbalife account 2500 points (in average 1 point is $1) to receive maximum of 5% of royalties in 3 levels from distributors.The wholesale points from my already members counts for my sale base to get the royalties so because the longevity of the business the members help me to accumulate most of the time the 2500 points that I need for getting the royalties. If I don't reach the 2500 points the percentage is reduce 1% less for every 500 points short. THE EXCHANGE CENTER POSITION: Exchange Facilitator NATURE: Exchange facilitator ministry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2024 ADDRESS: 2800 Antoine Dr. #2842, Houston TX 77092, United States DESCRIPTION: ProvideFacilitatorSession SOFIA HERNANDEZ COACHING AND TRAINER POSITION: Leadership Coach and Trainer NATURE: *Coaching clients or training. Topics: Leadership, Personality Assessment (Disc) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2023 ADDRESS: 4200 Watson st apt 306, Houston TX 77009, United States DESCRIPTION: Coachclients for reaching personal goals or training teams in leadership, sales and communication using personality assessment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-07
S63 Uniform Securities Agent State Law Examination 2023-06-04
  • S65 Uniform Investment Adviser Law Examination
    2024-04-07
  • S63 Uniform Securities Agent State Law Examination
    2023-06-04

View on SEC IAPD

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