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Nicholas Richardo Prangner

World Equity Group, Inc.

Schaumburg, IL

Houston, TX

Schaumburg, IL

CRD 5167436

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Employer firm

World Equity Group, Inc. CRD 29087

$1.00B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
World Equity Group, Inc.

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-26
AZ RA APPROVED 2020-11-30
TX RA APPROVED 2020-11-18
  • IL RA
    APPROVED
    Since 2022-08-26
  • AZ RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED
    Since 2020-11-18

Branch Locations

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

1800 West Loop South Unit 1700, Houston, TX 77027 • United States

425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 04/2009 11/2020
Img Financial Group Houston TX 04/2009 11/2020
World Equity Group, Inc. Houston TX 11/2020 Present
  • 04/2009 → 11/2020
    Securian Financial Services Inc
    St Paul, MN
  • 04/2009 → 11/2020
    Img Financial Group
    Houston, TX
  • 11/2020 → Present
    Houston, TX
Previous Registrations
  • 2011-06-17 → 2020-11-17
    Securian Financial Services, Inc.
    Houston, TX
Other Businesses

1) Exponent Prosperity Accelerator Advisors LLC. Not Investment Related. 4801 Woodway Dr., Ste 305 West, Houston, TX 77056. Start Date: 11/30/2020. Business Devel. Director Financial Planning. Business development, transition and executive retention. Approx. Hrs/Mo: 80. Approx. Hrs/Mo during securities trading: 80. 2) Innovative Capital Assurance. Investment Related. 4801 Woodway Dr., Ste 305 West, Houston, TX 77056. Life, Health and Disability Insurance Sales and estate planning strategies for clients. Approx. Hrs/Mo: 50. Approx. Hrs/Mo during securities trading: 50.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    2006-07-17
Designations
  • Certified Financial Planner
Other Names
  • Nicholas R Prangner

View on SEC IAPD

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