Nicholas Laurence Manos

Ubs Financial Services Inc.

CRD 7666983

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-05-24

NJ RA
APPROVED

Since 2023-05-24

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Weehawken	NJ	01/2023	Present
Brassrail	Hoboken	NJ	04/2022	02/2023
Unemployed	Hoboken	NJ	07/2021	04/2022
Eisneramper Llp	New York	NY	12/2020	07/2021
Margaritas Restaurant	Toms River	NJ	08/2020	11/2020
Self-Employed	Brooklyn	NY	09/2018	12/2020
Barbacon	New York	NY	08/2018	01/2020
Lm Studios Inc	Toms River	NJ	05/2014	08/2018

01/2023 → Present

Ubs Financial Services

Weehawken, NJ
04/2022 → 02/2023

Brassrail

Hoboken, NJ
07/2021 → 04/2022

Unemployed

Hoboken, NJ
12/2020 → 07/2021

Eisneramper Llp

New York, NY
08/2020 → 11/2020

Margaritas Restaurant

Toms River, NJ
09/2018 → 12/2020

Self-Employed

Brooklyn, NY
08/2018 → 01/2020

Barbacon

New York, NY
05/2014 → 08/2018

Lm Studios Inc

Toms River, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-23

S66 Uniform Combined State Law Examination

2023-05-23

View on SEC IAPD

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