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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-04
  • VA RA
    APPROVED
    Since 2024-06-04

Branch Locations

Culpeper, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Midlothian VA 06/2023 12/2023
Pfs Investments Inc. Midlothian VA 09/2023 12/2023
Edward Jones Culpeper VA 01/2023 06/2023
Doterra Salt Lake City UT 02/2017 12/2022
Unemployed Culpeper VA 08/2013 02/2017
Thrivent Investment Management Inc Culpeper VA 01/2024 Present
Thrivent Financial Appleton WI 06/2024 10/2024
Thrivent Financial Appleton WI 10/2024 Present
  • 06/2023 → 12/2023
    Primerica Financial Services
    Midlothian, VA
  • 09/2023 → 12/2023
    Pfs Investments Inc.
    Midlothian, VA
  • 01/2023 → 06/2023
    Edward Jones
    Culpeper, VA
  • 02/2017 → 12/2022
    Doterra
    Salt Lake City, UT
  • 08/2013 → 02/2017
    Unemployed
    Culpeper, VA
  • 01/2024 → Present
    Culpeper, VA
  • 06/2024 → 10/2024
    Thrivent Financial
    Appleton, WI
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2023-11-15
  • S66 Uniform Combined State Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2023-11-15
Other Names
  • Vanessa Lee Short
  • Vanessa Lee Clark
  • Vanessa Lee Swart
  • Vanessa Lee Palmer
  • Vanessa L Short
  • Vanessa Clark
  • Vanessa Swart
  • Vanessa Palmer

View on SEC IAPD

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