David Walter Krupp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Invest Financial Corp
  Santa Monica, CA
• 02/2018 → Present
  Lpl Financial Llc
  Stevenson Ranch, CA

Previous Registrations

• 2009-08-11 → 2018-02-14
  Invest Financial Corporation
  Clearwater, FL
  Stevenson Ranch, CA
• 2009-01-16 → 2009-05-01
  Crowell, Weedon & Co.
  Encino, CA
• 2007-05-29 → 2009-02-05
  Citigroup Global Markets Inc.
  Los Angeles, CA
  West Hollywood, CA
  Glendale, CA
• 2007-01-10 → 2007-05-29
  Citicorp Investment Services
  Glendale, CA
• 2003-07-04 → 2006-12-08
  Morgan Stanley Dw Inc.
  Santa Monica, CA
  Santa Monica, CA

Other Businesses

FAR WEST SKI ASSOCIATION. NOT INVESTMENT RELATED. 25222 DOLCE CT STEVENSON RANCH CA 91381. NON PROFIT. SCHOLARSHIP CHAIRMAN. START 06/01/2014. 8 HPM/0 DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-03
• S63 Uniform Securities Agent State Law Examination
  1999-02-12

Other Names

• David Walter Krupp
• David Walter Krupp
• David Walter Krupp Jr