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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
| AZ | RA | APPROVED | 2025-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Albuquerque | NM | 03/2021 | 11/2023 |
| T-Mobile | Albuquerque | NM | 08/2019 | 03/2021 |
| Carmax | Albuquerque | NM | 02/2019 | 07/2019 |
| Unemployed | Albuquerque | NM | 07/2015 | 02/2017 |
| University Of New Mexico | Albuquerque | NM | 08/2017 | 05/2021 |
| Empower Financial Services, Inc. | Greenwood Village | CO | 01/2024 | 03/2025 |
| Empower | Greenwood Village | CO | 01/2024 | 03/2025 |
| Lipsey Communications, Llc | Albuquerque | NM | 02/2021 | 02/2021 |
| Connectivity Source Llc | Albuquerque | NM | 02/2021 | 02/2021 |
| Nmr Llc | Albuquerque | NM | 09/2018 | 10/2018 |
| Cinema Breweries Inc | Albuquerque | NM | 05/2017 | 08/2017 |
| Peter Detries Corp | Albuquerque | NM | 03/2017 | 05/2017 |
| J.P. Morgan Securities Llc | Tempe | AZ | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 07/2025 | Present |
| Albertson | Albuquerque | NM | 07/2017 | 09/2018 |
| Unemployed | Albuquerque | NM | 12/2023 | 12/2023 |
| Unemployed | Tempe | AZ | 04/2025 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-28 |
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