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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
AL RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2024-10-23
  • AL RA
    APPROVED
    Since 2024-04-17

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Athens, AL • United States

1608 Four Mile Post Rd, Huntsville, AL 35802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 11/2022 04/2024
Us Army El Paso TX 12/2014 11/2023
First Command Brokerage Services Fort Worth TX 04/2024 Present
First Command Advisory Services Fort Worth TX 04/2024 Present
First Command Insurance Services Fort Worth TX 04/2024 Present
  • 11/2022 → 04/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 12/2014 → 11/2023
    Us Army
    El Paso, TX
  • 04/2024 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 04/2024 → Present
    Fort Worth, TX
  • 04/2024 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: Wise Wolf Financial, LLC Whether the business is investment-related: Yes Address of the other business: 23689 Lanes Way, Athens, AL, 35613 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Chief Executive Officer The start date of your relationship: May 13, 2024 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: This is my personal LLC that I formed in preparation of becoming an independent contractor advisor with First Command. There is not any business income other than from First Command.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-01
  • S66 Uniform Combined State Law Examination
    2024-04-01

View on SEC IAPD

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