Joshua D Barnum

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 01/2024
  J.P. Morgan Securities Llc
  Aliso Viejo, CA
• 11/2022 → 01/2024
  Jpmorgan Chase Bank, N.A.
  Aliso Viejo, CA
• 08/2015 → 08/2022
  Cox Communications
  Foothill Ranch, CA
• 09/2022 → 10/2022
  Unemployed
  San Juan Capistrano, CA
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 02/2024 → 05/2024
  At&T
  Tustin, CA
• 08/2024 → 01/2025
  High Speed Connection
  Tustin, CA
• 04/2025 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Other Businesses

I*: 2399268Entity Type: For ProfitName of OBA: Financial Hedge LLCAddress: Dallas, TX 75247Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 05/10/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: The entity is being opened for the purpose of opening an account with Digital Wealth Partners so they may deposit returns on a managed account I would like to open with them-pending approval. The LLC is nothing more than to receive funds from the investment I would open with them as part of a managed account they control. I*2612295, Entity Type: , Name of OBA: B Family Revocable Trust, Address: Lee's Summit, Missouri, 64081, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 09/23/2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2025-04-25
• S63 Uniform Securities Agent State Law Examination
  2023-02-10

Other Names

• Joshua Douglas Barnum
• Joshua Douglas Barnum
• Joshua Douglas Barnum