Philip Alika Casey

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2011-01-03

UT RA
APPROVED

Since 2011-01-03

Branch Locations

North Ogden, UT • United States

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Salt Lake City	UT	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Salt Lake City, UT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Previous Registrations

2008-09-23 → 2011-01-03

Wells Fargo Investments, Llc

Salt Lake City, UT
2006-09-28 → 2008-05-21

Ameriprise Financial Services, Llc

Midvale, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-30

S66 Uniform Combined State Law Examination

2006-08-30

View on SEC IAPD