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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 03/2023 | 03/2025 |
| Black Diamond Networks Inc | Phoenix | AZ | 05/2019 | 11/2020 |
| Nfm Lending | Tempe | AZ | 12/2021 | 09/2022 |
| Amerisave Mortgage Corporation | Scottsdale | AZ | 11/2020 | 11/2021 |
| Pls Logistics Services | Scottsdale | AZ | 06/2018 | 05/2019 |
| Wave Solar/Ec Power Llc | Tempe | AZ | 05/2016 | 03/2018 |
| Benihana Inc./Ra Sushi | Tempe | AZ | 04/2016 | 12/2016 |
| Unemployed | Scottsdale | AZ | 10/2022 | 02/2023 |
| J.P. Morgan Securities Llc | Tempe | AZ | 05/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 05/2025 | Present |
| Unemployed | Phoenix | AZ | 04/2025 | 04/2025 |
| Unemployed | Phoenix | AZ | 04/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-27 |
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