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Kelly Hohertz

View Capital Ria, LP

Dallas, TX

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Current Employers
View Capital Ria, Lp

2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-28
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co. Dallas TX 03/2019 09/2020
View Capital Advisors Dallas TX 05/2016 03/2019
View Capital Ria, Lp Dallas TX 09/2020 Present
  • 03/2019 → 09/2020
    Cantor Fitzgerald & Co.
    Dallas, TX
  • 05/2016 → 03/2019
    View Capital Advisors
    Dallas, TX
  • 09/2020 → Present
    View Capital Ria, Lp
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
Designations
Other Names
  • Kelly Diane Yadauga

View on SEC IAPD

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PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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