Gabriel Nussbaum

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-08-20

SC RA
APPROVED

Since 2025-08-20

Branch Locations

Greer, SC • United States

884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Greenville	SC	11/2022	03/2025
Pivotal Fitness	Greer	SC	10/2021	07/2023
Carriel Development Llc.	Waverly	MN	01/2019	07/2021
Simplexgrinnell Llc	Plymouth	MN	09/2006	12/2018
Johnson Controls Inc.	Spartanburg	SC	07/2023	Present
Lpl Enterprise Llc	Mount Pleasant	SC	08/2025	Present

11/2022 → 03/2025

Lpl Financial Llc

Greenville, SC
10/2021 → 07/2023

Pivotal Fitness

Greer, SC
01/2019 → 07/2021

Carriel Development Llc.

Waverly, MN
09/2006 → 12/2018

Simplexgrinnell Llc

Plymouth, MN
07/2023 → Present

Johnson Controls Inc.

Spartanburg, SC
08/2025 → Present

Lpl Enterprise Llc

Mount Pleasant, SC

Other Businesses

1. 7/25/2025 - Johnson Controls Inc. - Outside/W-2 Employment - Spartanburg, SC - NOT INV REL - Start Date 06/29/2023 - 174hrs/mth | 174hrs during trading 2. 7/25/2025 - GABRIEL ETHAN NUSSBAUM N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Spartanburg, SC - INV REL - Start Date 07/25/2025 - 160hrs/mth | 160hrs during trading 3. 7/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Spartanburg, SC - INV REL - Start Date 07/25/2025 - 160hrs/mth | 160hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-06

S66 Uniform Combined State Law Examination

2023-09-06

View on SEC IAPD