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Thomas Ciambrone

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7664077

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-14
  • NJ RA
    APPROVED
    Since 2023-03-14

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 12/2022 Present
Law Offices Of Francis A. Ciambrone Paramus NJ 09/2022 12/2022
Unemployed Paramus NJ 05/2022 09/2022
University Of South Florida Tampa FL 08/2018 05/2022
Sunshine Valet Tampa NJ 02/2021 05/2021
Liberty Parking Services Paramus NJ 06/2021 12/2021
Paramus Municipal Pool Paramus NJ 05/2019 08/2019
Paramus Municipal Pool Paramus NJ 05/2018 08/2018
Catch Air Indoor Playground Paramus NJ 10/2017 01/2018
Humdingers Llc Paramus NJ 11/2016 10/2017
Paramus Public Schools Paramus NJ 09/2005 06/2018
  • 12/2022 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
  • 09/2022 → 12/2022
    Law Offices Of Francis A. Ciambrone
    Paramus, NJ
  • 05/2022 → 09/2022
    Unemployed
    Paramus, NJ
  • 08/2018 → 05/2022
    University Of South Florida
    Tampa, FL
  • 02/2021 → 05/2021
    Sunshine Valet
    Tampa, NJ
  • 06/2021 → 12/2021
    Liberty Parking Services
    Paramus, NJ
  • 05/2019 → 08/2019
    Paramus Municipal Pool
    Paramus, NJ
  • 05/2018 → 08/2018
    Paramus Municipal Pool
    Paramus, NJ
  • 10/2017 → 01/2018
    Catch Air Indoor Playground
    Paramus, NJ
  • 11/2016 → 10/2017
    Humdingers Llc
    Paramus, NJ
  • 09/2005 → 06/2018
    Paramus Public Schools
    Paramus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13

View on SEC IAPD

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