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Nicholas Andrew Goldthorpe

Assembly Wealth

Mill Valley, CA

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Current Employers
Assembly Wealth

319 Miller Avenue, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-04
  • CA RA
    APPROVED
    Since 2025-02-04

Branch Locations

319 Miller Avenue, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. San Francisco CA 08/2022 09/2023
First Republic Securities Company, Llc San Francisco CA 11/2022 09/2023
San Diego State University San Diego CA 08/2018 08/2022
Rancho Cotate Highschool Rohnert Park CA 08/2014 06/2018
J.P. Morgan Securities Llc San Francisco CA 09/2023 01/2025
Assembly Wealth Mill Valley CA 01/2025 Present
  • 08/2022 → 09/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 11/2022 → 09/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 08/2018 → 08/2022
    San Diego State University
    San Diego, CA
  • 08/2014 → 06/2018
    Rancho Cotate Highschool
    Rohnert Park, CA
  • 09/2023 → 01/2025
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 01/2025 → Present
    Assembly Wealth
    Mill Valley, CA
Previous Registrations
  • 2023-07-27 → 2025-01-06
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
  • 2024-03-08 → 2025-01-02
    J.P. Morgan Securities Llc
    San Francisco, CA
    San Francisco, CA
    Penngrove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2023-07-26

View on SEC IAPD

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WILLIAM FRANKLIN DAGLEY
JASON MARTIN SAXON
Hubert Saint James Lenczowski
FRANK CHRISTOPHER GREENE
MICHAEL BENNETT YONGUE
DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

More in Mill Valley, CA

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