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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-05-14 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2022 | 08/2024 |
| Hope International Ministries | Tulsa | OK | 09/2018 | 11/2022 |
| At&T | Tulsa | OK | 02/2020 | 06/2020 |
| Ally Bank (Alorica) | Tulsa | OK | 07/2019 | 05/2020 |
| Oral Roberts University | Tulsa | OK | 09/2016 | 12/2018 |
| Ameriprise Financial Services, Llc | Tulsa | OK | 08/2024 | 03/2026 |
| Micro1 | Palo Alto | CA | 04/2026 | Present |
| Lpl Enterprise Llc | Plano | TX | 05/2026 | Present |
1. 5/6/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Bixby OK - OBA Start date: 04/17/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 5/6/2026 - ALBERT AKPALOO N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Bixby OK - OBA Start date: 04/17/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 5/6/2026 - Dominion City - Non-Profit Board Member - Not INV REL - Broken Arrow OK - OBA Start date: 01/01/2026 - 12 Hour(s)/Month - 0 Hour(s) During Trading 4. 5/6/2026 - Micro1 - Outside/W-2 Employment - NOT INV REL - Palo Alto CA - OBA Start date: 04/11/2026 - 60 Hour(s)/Month - 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-15 |
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