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Lauren Solomon Carter

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2025-10-08

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bloomberg London 08/2014 09/2018
Marketaxess New York NY 10/2018 09/2025
Jpmorgan Chase Bank, N.A. Dallas TX 09/2025 Present
J.P. Morgan Securities Llc Dallas TX 09/2025 Present
Marketaxess Dallas TX 01/2023 09/2025
  • 08/2014 → 09/2018
    Bloomberg
    London
  • 10/2018 → 09/2025
    Marketaxess
    New York, NY
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
  • 01/2023 → 09/2025
    Marketaxess
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-05
S63 Uniform Securities Agent State Law Examination 2022-12-02
  • S65 Uniform Investment Adviser Law Examination
    2025-09-05
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02
Other Names
  • Lauren Carter
  • Lauren Solomon
  • Lauren Wood Solomon

View on SEC IAPD

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