Ketty Alexandra Uruena Polo

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-17

TX RA
APPROVED

Since 2025-02-17

Branch Locations

Vidor, TX • United States

5925 Phelan Blvd Ste I, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Beaumont	TX	11/2022	Present
Action Restoration, Inc	Port Arthur	TX	11/2020	11/2022
Carnival Corporation & Plc	Miami	FL	12/2015	06/2020
Unemployed	Port Arthur	TX	07/2020	10/2020

11/2022 → Present

Ameriprise Financial Services, Llc

Beaumont, TX
11/2020 → 11/2022

Action Restoration, Inc

Port Arthur, TX
12/2015 → 06/2020

Carnival Corporation & Plc

Miami, FL
07/2020 → 10/2020

Unemployed

Port Arthur, TX

Other Businesses

Outside Employment; H&R BLOCK; Employee on the weekends, tax preparation for individuals; Tax Preparation; 870 N Main, , Vidor, TX, 77662; Not Investment-Related; 11/23/2024; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-14

S66 Uniform Combined State Law Examination

2024-11-14

Other Names

Ketty Uruena

View on SEC IAPD