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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-23
  • MD RA
    APPROVED
    Since 2024-09-23

Branch Locations

Elkton, MD • United States

Elkton, MD • United States

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 11/2022 Present
Keller Williams Wilmington Wilmington DE 07/2020 11/2022
Oldfields School Sparks Glencoe MD 08/2015 06/2020
Johns Hopkins Center For Talented Youth Lancaster PA 06/2017 08/2019
  • 11/2022 → Present
    Wilmington, DE
  • 07/2020 → 11/2022
    Keller Williams Wilmington
    Wilmington, DE
  • 08/2015 → 06/2020
    Oldfields School
    Sparks Glencoe, MD
  • 06/2017 → 08/2019
    Johns Hopkins Center For Talented Youth
    Lancaster, PA
Other Businesses

Outside Employment; Kimberlee M. O. LLC; Paraplanner supporting a financial advisor in administrative duties.; Ameriprise Financial franchise; 3513 Concord Pike, STE 1000, Wilmington, DE, 19803; Investment-Related; 10/28/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2024-09-20
Other Names
  • Sarah Dell Seaman
  • Sarah Julianne Dell
  • Sarah Seaman

View on SEC IAPD

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