Best Investors Account Sign in

Andres Alberto Lopez

Equitable Advisors, LLC

Columbia, MD

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-24
TX RA APPROVED 2024-07-24
  • MD RA
    APPROVED
    Since 2024-07-24
  • TX RA
    APPROVED
    Since 2024-07-24

Branch Locations

6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2022 Present
Unemployed Silver Spring MD 10/2021 11/2022
Rpm Groups Philadelphia PA 06/2021 09/2021
Kane & Krowe Marlton NJ 03/2021 06/2021
Unemployed Silver Spring MD 08/2020 03/2021
University Of Delaware Newark DE 08/2015 08/2020
  • 11/2022 → Present
    Equitable Advisors, Llc
    New York, NY
  • 10/2021 → 11/2022
    Unemployed
    Silver Spring, MD
  • 06/2021 → 09/2021
    Rpm Groups
    Philadelphia, PA
  • 03/2021 → 06/2021
    Kane & Krowe
    Marlton, NJ
  • 08/2020 → 03/2021
    Unemployed
    Silver Spring, MD
  • 08/2015 → 08/2020
    University Of Delaware
    Newark, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-20
S63 Uniform Securities Agent State Law Examination 2023-06-06
  • S65 Uniform Investment Adviser Law Examination
    2024-07-20
  • S63 Uniform Securities Agent State Law Examination
    2023-06-06
Other Names
  • Andy Alberto Lopez

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
WHITE OAK WEALTH MANAGEMENT
MML INVESTORS SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor