Best Investors Account Sign in

Taryn Teves

Rbc Capital Markets, LLC

Spring, TX

Houston, TX

CRD 7662772

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

Spring, TX • United States

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Houston TX 11/2022 Present
Wells Fargo Bank, N.A. Albuquerque NM 01/2007 05/2022
Unemployed Albuquerque NM 05/2022 11/2022
  • 11/2022 → Present
    Rbc Capital Markets Llc
    Houston, TX
  • 01/2007 → 05/2022
    Wells Fargo Bank, N.A.
    Albuquerque, NM
  • 05/2022 → 11/2022
    Unemployed
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24
Other Names
  • Taryn Marie Sandford

View on SEC IAPD

More in Spring, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor