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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-12
WA RA APPROVED 2023-02-23
  • TX RA
    APPROVED_RES
    Since 2025-12-12
  • WA RA
    APPROVED
    Since 2023-02-23

Branch Locations

1855 Main St Ste 101, Ferndale, WA 98248 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bellingham WA 11/2022 Present
Wells Fargo Bank, Na Bellingham WA 10/2013 Present
Western Governor's University Kent WA 10/2017 03/2019
  • 11/2022 → Present
    Bellingham, WA
  • 10/2013 → Present
    Wells Fargo Bank, Na
    Bellingham, WA
  • 10/2017 → 03/2019
    Western Governor's University
    Kent, WA
Other Businesses

MT BAKER BIBLEWAY CAMP, INVT RELATED, DEMING, WA, TREASURER, START DATE 11/1/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, RUN DEPOSITS FOR CAMP, ENGAGE IN CUSCUSSIONS REGARDING CAMP PROJECTS. BIBLE BELIEVERS OF WASHINGTON, NOT INVT RELATED, BLAINE, WA, BOARD MEMBER/TRUSTEE, START DATE 11/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING MAINTENANCE OF BUILDINGS, SALARY OF EMPLOYEES, CHOOSING OF PROJECTS TO COMPLETE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-23
S63 Uniform Securities Agent State Law Examination 2023-01-31
  • S65 Uniform Investment Adviser Law Examination
    2023-02-23
  • S63 Uniform Securities Agent State Law Examination
    2023-01-31

View on SEC IAPD

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