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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-22
  • FL RA
    APPROVED
    Since 2024-02-22

Branch Locations

Eustis, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Mount Dora FL 12/2022 12/2023
Pepsico Orlando FL 08/2019 04/2023
Massey Servies Orlando FL 01/2018 08/2019
Coca Cola Orlando FL 08/2007 11/2016
Strastic Orlando FL 11/2016 12/2017
Thrivent Financial Appleton WI 02/2023 07/2023
Thrivent Financial Appleton WI 07/2023 12/2023
Empower Financial Services, Inc Greenwood Village CO 01/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2024 Present
  • 12/2022 → 12/2023
    Mount Dora, FL
  • 08/2019 → 04/2023
    Pepsico
    Orlando, FL
  • 01/2018 → 08/2019
    Massey Servies
    Orlando, FL
  • 08/2007 → 11/2016
    Coca Cola
    Orlando, FL
  • 11/2016 → 12/2017
    Strastic
    Orlando, FL
  • 02/2023 → 07/2023
    Thrivent Financial
    Appleton, WI
  • 07/2023 → 12/2023
    Thrivent Financial
    Appleton, WI
  • 01/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

DALTON WADE POSITION: Real Estate Agent NATURE: Real Estate Broker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2020 ADDRESS: 260 1st Ave. South, Suite 200 Box 193, St. Petersburg FL 33701, United States DESCRIPTION: Help homeowners sell homes and help buyers purchase homes. I will only be working with family and myself for duties/responsibilities mentioned. TRUE LIVING INVESTMENTS LLC POSITION: Owner NATURE: The nature of this business would be to buy tax liens, tax deeds, real estate properties and rent them out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 3300 Lake Center Dr., Mount Dora FL 32757, United States DESCRIPTION: I will be purchasing real estate properties as a form of investments. I will analyze the deals when they come my way and will then decide what to offer on the property and if offer is accepted I would then rent out the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-28
  • S66 Uniform Combined State Law Examination
    2023-03-28

View on SEC IAPD

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