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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
NJ RA APPROVED 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-11
  • NJ RA
    APPROVED
    Since 2024-11-08

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2024 Present
University Of Virginia Charlottesville VA 08/2023 06/2024
Unemployed Cherry Hill NJ 05/2023 08/2023
Aldi Hamilton NJ 01/2023 05/2023
Merrill Lynch Mt. Laurel NJ 11/2022 01/2023
Target Cherry Hill NJ 06/2022 01/2023
Rutgers University New Brunswick NJ 09/2019 12/2022
St. Augustine Preparatory School Richland NJ 09/2015 06/2017
Cherry Hill East Cherry Hill NJ 09/2017 06/2019
Wexford Leas Swim Club Cherry Hill NJ 06/2015 09/2019
Rutgers University New Brunswick NJ 09/2019 03/2020
Unemployed Cherry Hill NJ 05/2020 09/2021
Cherry Hill Varsity Lacrosse Camp Cherry Hill NJ 09/2021 08/2024
Bank Of America, N.A. Pennington NJ 12/2025 Present
  • 07/2024 → Present
    Pennington, NJ
  • 08/2023 → 06/2024
    University Of Virginia
    Charlottesville, VA
  • 05/2023 → 08/2023
    Unemployed
    Cherry Hill, NJ
  • 01/2023 → 05/2023
    Aldi
    Hamilton, NJ
  • 11/2022 → 01/2023
    Merrill Lynch
    Mt. Laurel, NJ
  • 06/2022 → 01/2023
    Target
    Cherry Hill, NJ
  • 09/2019 → 12/2022
    Rutgers University
    New Brunswick, NJ
  • 09/2015 → 06/2017
    St. Augustine Preparatory School
    Richland, NJ
  • 09/2017 → 06/2019
    Cherry Hill East
    Cherry Hill, NJ
  • 06/2015 → 09/2019
    Wexford Leas Swim Club
    Cherry Hill, NJ
  • 09/2019 → 03/2020
    Rutgers University
    New Brunswick, NJ
  • 05/2020 → 09/2021
    Unemployed
    Cherry Hill, NJ
  • 09/2021 → 08/2024
    Cherry Hill Varsity Lacrosse Camp
    Cherry Hill, NJ
  • 12/2025 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-07
  • S66 Uniform Combined State Law Examination
    2024-11-07
Other Names
  • Andrew Charles Murphy

View on SEC IAPD

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