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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-18
TX RA APPROVED 2025-08-18
  • NC RA
    APPROVED
    Since 2025-08-18
  • TX RA
    APPROVED
    Since 2025-08-18

Branch Locations

1985 Eastwood Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Raleigh NC 10/2022 08/2025
Trademark Residential Raleigh NC 06/2021 08/2022
University Of Georgia Athens GA 08/2017 05/2021
Unemployed Wilmington NC 09/2022 10/2022
Cape Fear Academy & New Hanover High School Wilmington NC 08/2003 07/2017
Ubs Financial Services Inc. Wilmington NC 08/2025 Present
  • 10/2022 → 08/2025
    Raleigh, NC
  • 06/2021 → 08/2022
    Trademark Residential
    Raleigh, NC
  • 08/2017 → 05/2021
    University Of Georgia
    Athens, GA
  • 09/2022 → 10/2022
    Unemployed
    Wilmington, NC
  • 08/2003 → 07/2017
    Cape Fear Academy & New Hanover High School
    Wilmington, NC
  • 08/2025 → Present
    Wilmington, NC
Previous Registrations
Other Businesses

1)NORTH CAROLINA REAL ESTATE COMMISSION, INVT RELATED, N/A, NC, INACTIVE REAL ESTATE LICENSE, START DATE 1/4/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN INACTIVE LICENSE.| KRRJ LLC; INV RELATED; WILMINGTON, NC; REAL ESTATE RENTALS; 25% OWNERSHIP; START DATE 03/22/204; 4 HOURS PER MONTH; 0 HOURS DURING TRADING. 2)Saint Nicolas Greek Orthodox Church,North CarolinaUnited States,Church ,Cultural Establishment,Provide church service for those following greek orthodox religion,Member of Board of directors,I will act as Treasurer for the church, Start date -11/9/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24
Other Names
  • Robert Franck

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