John R Franck

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 08/2025
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 06/2021 → 08/2022
  Trademark Residential
  Raleigh, NC
• 08/2017 → 05/2021
  University Of Georgia
  Athens, GA
• 09/2022 → 10/2022
  Unemployed
  Wilmington, NC
• 08/2003 → 07/2017
  Cape Fear Academy & New Hanover High School
  Wilmington, NC
• 08/2025 → Present
  Ubs Financial Services Inc.
  Wilmington, NC

Previous Registrations

• 2023-02-25 → 2025-08-21
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Wilmington, NC

Other Businesses

1)NORTH CAROLINA REAL ESTATE COMMISSION, INVT RELATED, N/A, NC, INACTIVE REAL ESTATE LICENSE, START DATE 1/4/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN INACTIVE LICENSE.| KRRJ LLC; INV RELATED; WILMINGTON, NC; REAL ESTATE RENTALS; 25% OWNERSHIP; START DATE 03/22/204; 4 HOURS PER MONTH; 0 HOURS DURING TRADING. 2)Saint Nicolas Greek Orthodox Church,North CarolinaUnited States,Church ,Cultural Establishment,Provide church service for those following greek orthodox religion,Member of Board of directors,I will act as Treasurer for the church, Start date -11/9/2025

Exams

• S66 Uniform Combined State Law Examination
  2023-02-24

Other Names

• Robert Franck