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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-21 |
| RI | RA | APPROVED | 2025-08-21 |
Branch Locations
697 Pomfret Street, Pomfret Center, CT 06259 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corrigan Financial, Inc. | Middletown | RI | 12/2021 | 12/2023 |
| Samplers Inc | Pawtucket | RI | 08/2021 | 02/2022 |
| Crown Supply Company | Providence | RI | 01/2020 | 04/2021 |
| Matouk | Fall River | MA | 05/2019 | 11/2019 |
| Chardonnay's | Seekonk | MA | 11/2018 | 06/2019 |
| Siena | Smithfield | RI | 06/2018 | 11/2018 |
| Jrs Providence | Providence | RI | 01/2018 | 05/2018 |
| Johnson & Wales University | Providence | RI | 09/2016 | 06/2018 |
| For Love And Food | Enfield | CT | 06/2016 | 08/2017 |
| Fidelity Investments | Smithfield | RI | 01/2024 | 07/2025 |
| Samplers Inc | Pawtucket | RI | 11/2019 | 08/2021 |
| Women's Refugee Care | Providence | RI | 12/2019 | 02/2020 |
| Commonwealth Financial Network | Waltham | MA | 07/2025 | 09/2025 |
| Whz Strategic Wealth Advisors | Pomfret Center | CT | 07/2025 | 09/2025 |
| Commonwealth Financial Network | Waltham | MA | 09/2025 | Present |
| Whz Strategic Wealth Advisors | Pomfret Center | CT | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-17 |
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